Joseph E. Rechter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Emery Rechter, who also goes by Joe E. Rechter, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1973. Joseph had worked at 7 firms and has passed the Series 65, Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2007 - March 30, 2016
LOWENHAUPT GLOBAL ADVISORS, LLC
April 11, 1991 - July 17, 1996
PRUDENTIAL EQUITY GROUP, LLC
August 1, 1984 - December 6, 1990
PRUDENTIAL EQUITY GROUP, LLC
September 7, 1982 - August 2, 1984
A. G. EDWARDS & SONS, INC.
January 6, 1977 - September 15, 1982
DREXEL BURNHAM LAMBERT INCORPORATED
February 6, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
May 13, 1974 - February 6, 1976
DREXEL BURNHAM & CO. INCORPORATED
April 19, 1973 - June 9, 1974
THE FISHER CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/29/1977
AMEX Put and Call ExamSeries 1
Date: 4/14/1973
Registered Representative ExaminationCurrent Firm
LOWENHAUPT GLOBAL ADVISORS, LLC
CRD#: 138547 / SEC#: 801-67058
Contact information
Red Flags
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