Victor L. Reames
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Leon Reames II, who also goes by Lonnie Reames, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1970. Victor had worked at 10 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 22 and V06 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2023 - April 29, 2026
CETERA INVESTMENT ADVISERS LLC
April 3, 2023 - April 29, 2026
CETERA FINANCIAL SPECIALISTS LLC
May 22, 2000 - December 4, 2002
INDEPENDENT ADVISERS GROUP CORP
October 1, 1997 - April 14, 2023
OSAIC FS, INC.
October 1, 1997 - April 14, 2023
OSAIC FS, INC.
March 14, 1995 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
January 3, 1992 - December 16, 1994
MONY SECURITIES CORPORATION
January 19, 1990 - December 9, 1991
AMERITAS INVESTMENT COMPANY, LLC
October 25, 1989 - January 2, 1990
LAMARCO, INC.
December 23, 1986 - October 3, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 20, 1980 - October 3, 1989
EQUITABLE ADVISORS, LLC
July 6, 1970 - October 3, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 4/3/2023
Investment Company Products/Variable Contracts Representative ExaminationV06
Date: 6/23/1970
Variable Annuities Module ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
