Ivory E. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ivory Ernest Butler JR, who also goes by Ernie Butler, was a registered financial professional .
Ivory is a previously registered financial professional and started their career in finance in 1958. Ivory had worked at 2 firms and has passed the Series 63 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 1998 - January 4, 2010
I.E. BUTLER SECURITIES INC.
November 5, 1958 - February 2, 1998
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
I.E. BUTLER SECURITIES INC.
CRD#: 44864 / SEC#: , 8-50891
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUTLER, BOBBIE JEAN | DIRECTOR AND SECRETARY | 3021879 |
| ESTATE OF BUTLER, IVORY ERNEST JR | OWNER | |
| BUTLER, CRAIG WILLIAMS | SHAREHOLDER | 3021897 |
| BUTLER, IVORY ERNEST III | DIRECTOR PRESIDENT AND CCO | 3021887 |
| BUTLER, TINA DIANE | SHAREHOLDER | 3021889 |
| MAY, CAROLYN REARDON | FINANCIAL AND OPERATIONS PRINCIPAL | 1031926 |
| MICHELSEN, CATHY MAE | SHAREHOLDER | 3021899 |
| STAGGS, JEFFEREY JAY | SHAREHOLDER | 3021891 |
| STAGGS, REBECCA JEANE | SHAREHOLDER | 3021893 |
Red Flags
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