Joel H. Ravitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Herbert Ravitz was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1970. Joel had worked at 2 firms and has passed the Series 7TO, Series 52TO, Series 79TO, Series 99TO, SIE, Series 1, Series 53, Series 24, Series 14 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2012 - August 28, 2020
QUINCY CASS ASSOCIATES, INCORPORATED
August 13, 2001 - March 4, 2021
QCA CAPITAL MANAGEMENT INC
August 19, 1970 - March 4, 2021
QUINCY CASS ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 8/10/1970
Registered Representative ExaminationSeries 40
Date: 12/16/1974
Registered Principal ExaminationCurrent Firm
QUINCY CASS ASSOCIATES, INCORPORATED
CRD#: 686 / SEC#: , 8-5743
Contact information
FINRA licenses (11 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Bond | 1 |
Red Flags
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