Julian Rappaport
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julian Rappaport was a registered financial professional .
Julian is a previously registered financial professional and started their career in finance in 1969. Julian had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 42 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2011 - September 17, 2019
NATIONAL SECURITIES CORPORATION
April 1, 2009 - April 26, 2011
THE STRATEGIC FINANCIAL ALLIANCE, INC.
March 31, 2009 - April 26, 2011
THE STRATEGIC FINANCIAL ALLIANCE, INC.
July 8, 2004 - March 30, 2009
OSAIC FS, INC.
January 1, 2004 - July 15, 2004
PNC WEALTH MANAGEMENT LLC
January 1, 2004 - July 15, 2004
PNC WEALTH MANAGEMENT LLC
June 11, 2003 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
January 12, 2001 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
September 30, 1997 - January 26, 2001
LEGG MASON WOOD WALKER, INCORPORATED
August 8, 1988 - October 3, 1997
SECO WEST LIMITED
July 24, 1986 - August 12, 1988
BCG SECURITIES, INC.
September 17, 1984 - July 18, 1986
THOMSON MCKINNON SECURITIES INC.
October 21, 1982 - October 2, 1984
A.M. BARBER, INC.
August 19, 1974 - March 17, 1978
PAUL REVERE EQUITY SALES COMPANY (THE)
August 19, 1974 - February 28, 1984
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
November 1, 1973 - May 26, 1982
LEGG MASON WARREN YORK, INC.
June 2, 1969 - April 22, 1974
YORK-BARBER INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 42
Date: 11/29/2006
Registered Options Representative ExaminationSeries 1
Date: 5/19/1969
Registered Representative ExaminationCurrent Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
