Howard C. Rapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Charles Rapp was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1969. Howard had worked at 13 firms and has passed the Series 65, Series 63, Series 3, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2002 - May 24, 2010
CULLUM & BURKS SECURITIES, INC.
February 16, 2001 - July 24, 2002
RUSHMORE SECURITIES CORPORATION
June 4, 1998 - December 21, 1999
NORTHSTAR SECURITIES, INC.
November 29, 1989 - December 9, 1998
DOMINION CAPITAL CORPORATION
October 17, 1986 - May 1, 1989
K. W. CHAMBERS & CO.
August 25, 1983 - October 22, 1986
FSC SECURITIES CORPORATION
February 16, 1977 - August 12, 1979
ROCKE FINANCIAL PLANNING COMPANY
June 30, 1975 - August 25, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
December 3, 1974 - February 4, 1977
CAPITAL SHELTERED INVESTMENTS, INCORPORATED
November 7, 1973 - January 18, 1975
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
October 10, 1973 - December 1, 1973
R. ROWLAND & CO., INCORPORATED
August 8, 1973 - October 28, 1973
NORTH AMERICAN EQUITY CORPORATION
January 18, 1972 - October 28, 1973
INDEPENDENT SECURITIES CORPORATION
January 7, 1969 - January 6, 1972
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/20/1967
Registered Representative ExaminationSeries 00
Date: 1/22/1972
General Securities Principal ExaminationCurrent Firm
CULLUM & BURKS SECURITIES, INC.
CRD#: 46600 / SEC#: , 8-51487
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
