David L. Bustrum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Leroy Bustrum was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1969. David had worked at 5 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 1973 - August 17, 1980
INTERPACIFIC INVESTORS SERVICES, INC.
June 15, 1973 - August 11, 1973
INDEPENDENT TRADING CORP
May 16, 1973 - November 5, 1973
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 16, 1971 - June 15, 1973
INDEPENDENT SECURITIES CORPORATION
June 27, 1969 - June 15, 1973
EQUITY FUNDING SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/16/1967
Registered Representative ExaminationCurrent Firm
INTERPACIFIC INVESTORS SERVICES, INC.
CRD#: 4879 / SEC#: , 8-15487
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUNDGREN, GARY JAMES | FINANCIAL PRINCIPAL | 724817 |
| INTERPACIFIC INVESTOR SERVICES, LLC | SHAREHOLDER | |
| KLINE, BRIAN RUSSELL | MSRB PRINCIPAL | 1551855 |
| KLINE, BRIAN RUSSELL | CHIEF COMPLIANCE OFFICER | 1551855 |
| KLINE, BRIAN RUSSELL | EXECUTIVE VICE PRESIDENT | 1551855 |
| KLINE, BRIAN RUSSELL | GENERAL PRINCIPAL | 1551855 |
| LUNDGREN, GARY JAMES | DIRECTOR/SECRETARY | 724817 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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