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Ronald Reno Bussetti

CRD# 37055·Registered 1968 - 2016
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Reno Bussetti, who also goes by Ronald R Bussetti, was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1968 - 2016. Ronald had worked at 5 firms and has passed the Series 63, SIE and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ronald R Bussetti

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

BURNHAM SECURITIES INC.·CRD# 22549
BD
New York, NY
April 24, 2012 - January 29, 2016
BRAVER STERN SECURITIES LLC·CRD# 29108
BD
New York, NY
November 22, 1991 - April 19, 2012
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
New York, NY
March 25, 1980 - October 11, 1991
MABON, NUGENT & CO.·CRD# 2617
BD
June 22, 1973 - April 24, 1980
UNEMPLOYED·CRD# 1000001
BD
November 6, 1968 - June 29, 1973

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Current Firm

BS
BURNHAM SECURITIES INC.

ABNER ASSET MANAGEMENT INC. | BURNHAM SECURITIES INC. | BURNHAM SECURITIES INC

CRD#: 22549 / SEC#: 801-65646, 8-39788
BD
Terminated by SEC on 07/09/2016

Contact Information

Established

New York since 11/18/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/20/2015)

Direct owners and executive officers

NamePositionCRD#
BURNHAM FINANCIAL GROUPHOLDING COMPANY—
BURNHAM, JON MICHAELCHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR36159
SHEEHAN, WILLIAM NOLANFINOP730184
SHEEHAN, WILLIAM NOLANROSFP, FINOP, CHIEF COMPLIANCE OFFICER, COO730184

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 1 — Registered Representative Examination

Passed Jun 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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