Robert R. Rainey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Reese Rainey, who also goes by Robert Reese Rainey, Robert Reese Rainey Mr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 8 firms and has passed the Series 7TO, Series 52TO, SIE, Series 1, Series 24, Series 53 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2019 - January 22, 2024
SAN BLAS SECURITIES LLC
April 3, 2019 - November 22, 2019
IFS SECURITIES
October 15, 2013 - December 31, 2018
LEVEL FOUR FINANCIAL, LLC
August 30, 2012 - October 11, 2013
GARDNYR MICHAEL CAPITAL, INC.
July 20, 2005 - July 19, 2012
NORTHEAST SECURITIES, LLC
April 17, 2002 - January 13, 2005
GARDNYR MICHAEL CAPITAL, INC.
December 24, 1990 - July 13, 2001
THE FRAZER LANIER COMPANY, INCORPORATED
September 8, 1987 - December 12, 1990
RRZ PUBLIC MARKETS, INC.
March 26, 1976 - February 6, 1987
THE FRAZER LANIER COMPANY, INCORPORATED
May 24, 1973 - February 5, 1976
THORNTON FARISH INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 1
Date: 5/21/1973
Registered Representative ExaminationSeries 40
Date: 7/20/1977
Registered Principal ExaminationCurrent Firm
SAN BLAS SECURITIES LLC
CRD#: 290605 / SEC#: , 8-70036
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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