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Robert Reese Rainey

CRD# 370294·Registered 1973 - 2024
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Reese Rainey, who also goes by Robert Reese Rainey, Robert Reese Rainey Mr, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1973 - 2024. Robert had worked at 8 firms and has passed the Series 7TO, Series 52TO, SIE, Series 1, Series 24, Series 53 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Reese Rainey, Robert Reese Rainey Mr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

SAN BLAS SECURITIES LLC·CRD# 290605
BD
Chicago, IL
September 25, 2019 - January 22, 2024
IFS SECURITIES·CRD# 40375
BD
Atlanta, GA
April 3, 2019 - November 22, 2019
LEVEL FOUR FINANCIAL, LLC·CRD# 25700
BD
Montgomery, AL
October 15, 2013 - December 31, 2018
GARDNYR MICHAEL CAPITAL, INC.·CRD# 30520
BD
Mobile, AL
August 30, 2012 - October 11, 2013
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
July 20, 2005 - July 19, 2012
GARDNYR MICHAEL CAPITAL, INC.·CRD# 30520
BD
Mobile, AL
April 17, 2002 - January 13, 2005
THE FRAZER LANIER COMPANY, INCORPORATED·CRD# 7089
BD
Montgomery, AL
December 24, 1990 - July 13, 2001
RRZ PUBLIC MARKETS, INC.·CRD# 8171
BD
Pittsburgh, PA
September 8, 1987 - December 12, 1990
THE FRAZER LANIER COMPANY, INCORPORATED·CRD# 7089
BD
March 26, 1976 - February 6, 1987
THORNTON FARISH INC.·CRD# 830
BD
May 24, 1973 - February 5, 1976

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Current Firm

SB
SAN BLAS SECURITIES LLC

IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: 8-70036
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

233 S Wacker Dr Suite 4400, Chicago, IL 60606

Mailing Address

3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184

Phone Number

(773) 661-4448

Established

Delaware since 04/13/2017

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER—
BOTERO, PETERCCO2809436
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed May 1973

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 2023About the Series 53 exam

Series 40 — Registered Principal Examination

Passed Jul 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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