Leslie S. Radwany
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Steve Radwany JR was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1967. Leslie had worked at 5 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2005 - December 31, 2019
VALMARK ADVISERS, INC.
December 2, 1997 - December 31, 2019
VALMARK SECURITIES, INC.
February 11, 1991 - December 11, 1997
SECURIAN FINANCIAL SERVICES, INC.
February 27, 1976 - November 26, 1990
G. R. PHELPS & CO., INC.
October 16, 1967 - November 15, 1975
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/3/1967
Registered Representative ExaminationCurrent Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
