Donald E. Radle
Professional summary
Donald Eugene Radle was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Donald had worked at 5 firms, which includes FIRST SPRINGFIELD SECURITIES INC., FIRST AFFILIATED SECURITIES, FIRST AFFILIATED SECURITIES INC., R. ROWLAND & CO. INCORPORATED, REINHOLDT & GARDNER INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 1990 - April 28, 1998
FIRST SPRINGFIELD SECURITIES, INC.
May 31, 1989 - February 28, 1990
FIRST AFFILIATED SECURITIES
January 17, 1984 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
June 8, 1977 - December 20, 1983
R. ROWLAND & CO., INCORPORATED
November 21, 1969 - June 28, 1977
REINHOLDT & GARDNER INCORPORATED
State Registrations and Notice Filings
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Exams
Series 1
Date: 7/17/1969
Registered Representative ExaminationCurrent Firm
FIRST SPRINGFIELD SECURITIES, INC.
CRD#: 25099 / SEC#: , 8-41610
Contact information
Documents
Red Flags
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