Hugh K. Radke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Kelley Radke JR was a registered financial advisor .
Hugh is a previously registered financial advisor and started their career in finance in 1973. Hugh had worked at 7 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2009 - August 17, 2009
PRIVATE WEALTH ADVISORS, INC.
May 12, 2009 - August 4, 2010
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
May 5, 2009 - August 4, 2010
SECURITIES SERVICE NETWORK, LLC
January 17, 2001 - March 30, 2009
PRIVATE CONSULTING GROUP, INC.
April 3, 1973 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
April 3, 1973 - January 8, 2001
IDS LIFE INSURANCE COMPANY
April 3, 1973 - January 8, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/29/1973
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
