Terry D. Rader
Professional summary
Terry Don Rader was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Terry is a previously registered financial professional and started their career in finance in 1972. Prior to being barred, Terry had worked at 2 firms, which includes WEBER INVESTMENT CORPORATION, WEBER HALL SALE & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 1991 - November 11, 1997
WEBER INVESTMENT CORPORATION
July 13, 1972 - June 14, 1991
WEBER, HALL, SALE & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/5/1981
Interest Rate Options ExaminationSeries 40
Date: 7/11/1972
Registered Principal ExaminationCurrent Firm
WEBER INVESTMENT CORPORATION
CRD#: 28346 / SEC#: , 8-43618
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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