Jonathan S. Raclin

BARRINGTON ASSET MANAGEMENT

SEA ISLAND, GA 31561

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CRD#: 369826

Professional summary

Jonathan Shepard Raclin is a registered financial advisor currently at BARRINGTON ASSET MANAGEMENT, INC. located in Sea Island, Georgia.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Jonathan has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, Series 7TO, SIE, Series 41, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Shepard Raclin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2006 - Present

BARRINGTON ASSET MANAGEMENT, INC.

Office #1: Cottage 382 Morgan Ln, Sea Island, GA 31561

RIA

CRD#: 113740

SEA ISLAND, GA

Past

July 7, 1994 - January 4, 2024

BARRINGTON RESEARCH ASSOCIATES, INC.

CRD#: 13820

CHICAGO, IL

Past

September 5, 1991 - June 24, 1994

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

February 1, 1984 - August 29, 1991

THE CHICAGO CORPORATION

CRD#: 1449

CHICAGO, IL

Past

January 25, 1984 - February 16, 1984

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Past

June 21, 1982 - January 25, 1984

BURTON J. VINCENT, CHESLEY & CO.

CRD#: 6768

Past

October 17, 1974 - June 22, 1982

WILLIAM BLAIR

CRD#: 1252

Past

June 11, 1970 - November 17, 1974

WHITE, WELD & CO. INCORPORATED

CRD#: 6802

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/9/2006)

IAR

Illinois
(8/7/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 41

Date: 1/12/1981

NYSE Allied Member Examination

General Industry/Product Exam

Series 1

Date: 6/8/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/23/1980

General Securities Principal Examination

Current Firm

BARRINGTON ASSET MANAGEMENT, INC.

CRD#: 113740 / SEC#: 801-62938

RIA

Registered Investment Advisory firm - (10/22/2012 Terminated)

Georgia

Registered Investment Advisory firm - (3/7/2012 Approved)

Illinois

Registered Investment Advisory firm - (1/24/2012 Approved)

Michigan

Registered Investment Advisory firm - (12/19/2003 Terminated)

Texas

Registered Investment Advisory firm - (12/19/2003 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/31/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

161 North Clark St., Suite 2950, Chicago, IL 60601

Mailing Address

Phone number

(312) 634-6363

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 62,012,187

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan S. Raclin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Shepard Raclin's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARRINGTON RESEARCH ASSOCIATES, INC.

HAMILTON INVESTMENTS, INC.

THE CHICAGO CORPORATION

PRESCOTT, BALL & TURBEN, INC.

BURTON J. VINCENT, CHESLEY & CO.

WILLIAM BLAIR

WHITE, WELD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2006

Series 63

Date: 9/19/1980

Series 79TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 41

Date: 1/12/1981

Series 1

Date: 6/8/1970

Series 24

Date: 12/23/1980

Current Firm

BARRINGTON ASSET MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARRINGTON ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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