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Jonathan Shepard Raclin

CRD# 369826·Registered 1970 - 2026
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Shepard Raclin was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 1970 - 2026. Jonathan had worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, Series 7TO, SIE, Series 41, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years registered in the securities industry

Current & Past Employments

Past

BARRINGTON ASSET MANAGEMENT, INC.Past·CRD# 113740
RIA
Sea Island, GA
August 7, 2006 - July 24, 2026
BARRINGTON RESEARCH ASSOCIATES, INC.Past·CRD# 13820
BD
Chicago, IL
July 7, 1994 - January 4, 2024
HAMILTON INVESTMENTS, INC.Past·CRD# 821
BD
September 5, 1991 - June 24, 1994
THE CHICAGO CORPORATIONPast·CRD# 1449
BD
Chicago, IL
February 1, 1984 - August 29, 1991
PRESCOTT, BALL & TURBEN, INC.Past·CRD# 7656
BD
January 25, 1984 - February 16, 1984
BURTON J. VINCENT, CHESLEY & CO.Past·CRD# 6768
BD
June 21, 1982 - January 25, 1984
WILLIAM BLAIRPast·CRD# 1252
BD
October 17, 1974 - June 22, 1982
WHITE, WELD & CO. INCORPORATEDPast·CRD# 6802
BD
June 11, 1970 - November 17, 1974

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Current Firm

BA
BARRINGTON ASSET MANAGEMENT, INC.

BARRINGTON ASSET MANAGEMENT, INC.

CRD#: 113740 / SEC#: 801-62938
RIA
Registered Investment Advisory firm - SEC (10/22/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/7/2012 Approved)
Illinois
Registered Investment Advisory firm - Illinois (1/24/2012 Approved)
Michigan
Registered Investment Advisory firm - Michigan (12/19/2003 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/19/2003 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (12/31/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

161 North Clark St., Suite 2950, Chicago, IL 60601

Phone Number

(312) 634-6363

# of Employees

5

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

44

AUM (Assets Under Management)

$55,211,309

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1980About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 41 — NYSE Allied Member Examination

Passed Jan 1981

Series 1 — Registered Representative Examination

Passed Jun 1970

Series 24 — General Securities Principal Examination

Passed Dec 1980About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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