JR
John L. Rackleff
PARK AVENUE SECURITIES LLC
Medford, OR 97504
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CRD#: 369819
JR
Professional summary
John Lyman Rackleff is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Medford, Oregon.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Medicare Supplement Sales-Independent contractor selling Medicare supplement policies, Start date: 12/16/2019 Address: 132 Osprey Vista, Shady Cove, OR 97539, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view John Lyman Rackleff's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Lyman Rackleff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2020 - Present
PARK AVENUE SECURITIES LLC
Office #1: 3550 Excel Drive Suite 100, Medford, OR 97504RIA
BD
CRD#: 46173
Medford, OR
Current
January 16, 2020 - Present
PARK AVENUE SECURITIES LLC
Office #1: 3550 Excel Drive Suite 100, Medford, OR 97504RIA
BD
CRD#: 46173
Medford, OR
Past
March 25, 2017 - January 14, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MEDFORD, OR
Past
June 24, 2002 - December 31, 2003
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
LAKE OSWEGO, OR
Past
April 25, 2002 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
SHADY COVE, OR
Past
April 25, 2002 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
LAKE OSWEGO, OR
Past
May 30, 1995 - April 22, 2002
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
April 5, 1988 - December 31, 1990
AMERICAN CAPITAL CORPORATION
BD
CRD#: 16124
VALLEY FORGE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/16/2020)
IAR
Arizona(8/1/2025)
RR
California(1/16/2020)
IAR
California(8/17/2020)
RR
Colorado(1/16/2020)
RR
Florida(1/16/2020)
IAR
Florida(8/17/2020)
RR
Hawaii(6/5/2024)
IAR
Hawaii(6/6/2024)
RR
Idaho(9/21/2021)
RR
Illinois(4/20/2023)
IAR
Illinois(6/8/2023)
RR
Missouri(1/14/2022)
RR
Nevada(1/10/2023)
RR
New Mexico(10/2/2020)
IAR
New Mexico(10/2/2020)
RR
Oregon(1/16/2020)
IAR
Oregon(8/24/2020)
RR
Tennessee(4/11/2025)
RR
Texas(2/6/2024)
IAR
Texas(2/6/2024)
RR
Utah(1/16/2020)
RR
Washington(1/16/2020)
IAR
Washington(6/5/2023)
RR
Wyoming(9/21/2021)
IAR
Wyoming(10/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/24/1972
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Medford, OR 97504TRUST BUT VERIFY
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