Rafael D. Quiros
Professional summary
Rafael Dario Quiros is a registered financial advisor currently at HFM WEALTH MANAGEMENT located in Hartford, Connecticut.
Rafael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Rafael has worked at 4 firms and has passed the Series 63, PC, Series 1, Series 4, Series 24, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rafael Dario Quiros's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 1989 - Present
HFM WEALTH MANAGEMENT
Office #1: 1 Constitution Plaza, Fl 9, Hartford, CT 06103-1816March 27, 1989 - November 17, 2000
HARTFORD FINANCIAL GROUP, INC.
September 15, 1980 - April 4, 1989
KIDDER, PEABODY & CO. INCORPORATED
May 1, 1969 - October 12, 1980
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
HFM WEALTH MANAGEMENT
CRD#: 105039 / SEC#: 801-33701
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/27/1989)
Exams
PC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 4/25/1969
Registered Representative ExaminationCurrent Firm
HFM WEALTH MANAGEMENT
CRD#: 105039 / SEC#: 801-33701
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186 |
| AUM (Assets Under Management) | $ 712,971,742 |
Red Flags
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