Robert E. Quinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Earl Quinn was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 2 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2009 - April 2, 2013
S.C. PARKER & CO., INC.
March 14, 1969 - October 5, 2009
TRUBEE WEALTH ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/11/1967
Registered Representative ExaminationSeries 40
Date: 3/18/1975
Registered Principal ExaminationCurrent Firm
S.C. PARKER & CO., INC.
CRD#: 734 / SEC#: , 8-11979
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
