Gerald T. Quigley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Thomas Quigley, who also goes by Gerald T Quigley, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1969. Gerald had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2011 - December 31, 2024
QUIGLEY ASSOCIATES, INC.
January 5, 1998 - May 3, 2016
CADARET, GRANT & CO., INC.
July 15, 1991 - May 3, 2016
CADARET, GRANT & CO., INC.
January 2, 1991 - July 10, 1991
OSAIC WEALTH, INC.
May 11, 1984 - December 31, 1990
NATHAN & LEWIS SECURITIES, INC.
December 18, 1973 - May 25, 1984
METROPOLITAN LIFE INSURANCE COMPANY
October 24, 1969 - November 5, 1973
INDEPENDENT FINANCIAL PLANNERS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/21/1968
Registered Representative ExaminationCurrent Firm
QUIGLEY ASSOCIATES, INC.
CRD#: 129256 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 49 |
| AUM (Assets Under Management) | $ 3,486,598 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
