John Quarella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Quarella JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2011 - August 3, 2017
EAGLE STRATEGIES LLC
August 2, 2000 - August 3, 2017
NYLIFE SECURITIES LLC
March 4, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
March 4, 1986 - April 12, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 4, 1986 - April 12, 2000
OSAIC FA, INC.
December 11, 1984 - March 21, 1986
HIMCO DISTRIBUTION SERVICES COMPANY
August 28, 1979 - February 29, 1984
ILG SECURITIES CORPORATION
March 4, 1975 - September 6, 1979
TOWER SQUARE SECURITIES, INC.
September 18, 1973 - April 27, 1975
METROPOLITAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/13/1973
Registered Representative ExaminationCurrent Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
