John L. Quaadman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Louis Quaadman was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 1997 - May 27, 1998
OLD KENT FINANCIAL ADVISORS
February 20, 1996 - June 12, 1997
TARPON SCURRY INVESTMENTS, INC.
January 23, 1995 - January 11, 1996
PRODUCT DISTRIBUTORS, INC.
September 23, 1993 - January 31, 1994
BMA FINANCIAL SERVICES, INC.
November 25, 1992 - June 30, 1993
CITISTREET EQUITIES LLC
November 12, 1990 - February 7, 1992
SENTRY EQUITY SERVICES, INC.
May 9, 1989 - October 1, 1990
PW SECURITIES, INC.
March 20, 1989 - August 12, 1989
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 13, 1988 - February 21, 1989
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OLD KENT FINANCIAL ADVISORS
CRD#: 17039 / SEC#: , 8-34940
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OLD KENT FINANCIAL CORPORATION | PARENT COMPANY | |
| AXELROD, ARNOLD MARK | VICE PRESIDENT OF CLIENT DIRECT | 9170 |
| BUSHEN, DAVID ALAN | VICE PRESIDENT OF FINANCIAL OPERATIONS | 734790 |
| CROUCH, MARK STEVEN | PRESIDENT | 1251572 |
| DAWE, DANA RICHARDSON | VICE PRESIDENT DIRECTOR OF COMPLIANCE & OPERATIONS | 712708 |
| EISENBEIS, AMY LEIGH | SECRETARY | 2206493 |
| IRISH, THOMAS HARRISON | TREASURER | 3230050 |
| KEATING, JOSEPH TERENCE | DIRECTOR | 3215525 |
| KREI, KENNETH CHARLES | DIRECTOR | 1242277 |
| PASSAGLIA, MICHAEL ANDREW | VICE PRESIDENT OF SALES | 1469389 |
| REID, DAVID JAMES | VICE PRESIDENT COMPLIANCE | 1505694 |
| SCHNEIDER, DAVID C | DIRECTOR | 3215531 |
| VADINO, ANTHONY THOMAS | VICE PRESIDENT | 874586 |
| VANDYKE, MICHELLE LEE | DIRECTOR | 3215544 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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