James H. Pyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Henry Pyle was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1973. James had worked at 1 firm and has passed the Series 7TO, SIE, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 1973 - December 19, 2022
E. E. POWELL & COMPANY INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 00
Date: 3/19/1973
General Securities Principal ExaminationCurrent Firm
E. E. POWELL & COMPANY INC.
CRD#: 3063 / SEC#: , 8-8193
Contact information
FINRA licenses (21 States and Territories)
Red Flags
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