Timothy D. Purser

SHADE TREE PARTNERS LLC

DALLAS, TX 75225-7652

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CRD#: 368966

Professional summary

Timothy Douglas Purser is a registered financial advisor currently at SHADE TREE PARTNERS LLC located in Dallas, Texas.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Timothy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 000, Series 1, Series 24, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PROVIDENT ADVISORS LLC. (OBA) INVESTMENT RELATED. 13140 COIT RD, SUITE 107, DALLAS, TX, 75240. COMMODITY FUTURES. NO RELATIONSHIP. START: 05/2002. COMPENSATION: COMMISSIONS. 10 TO 20 HOURS A WEEK, DURING TRADING HOURS. 2. ARBOR LAKES HOA. NOT INVESTMENT RELATED. 1301 S CENTRAL EXPRESSWAY, #110, ALLEN, TX 75013. PRESIDENT. NO RELATIONSHIP. START: 2005. NO COMPENSATION. 1 HOUR PER WEEK, NONE DURING TRADING HOURS. 3. Broker at Sunbelt Securities. Started in October 2010. Investment-related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Douglas Purser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2015 - Present

SHADE TREE PARTNERS LLC

Office #1: 3243 Southwestern, Dallas, TX 75225-7652

RIA

CRD#: 150865

DALLAS, TX

Past

December 15, 2010 - November 13, 2015

SUNBELT SECURITIES, INC.

CRD#: 42180

DALLAS, TX

Past

April 22, 2008 - December 31, 2010

EVOLVE SECURITIES, INC.

CRD#: 127474

DALLAS, TX

Past

February 11, 2002 - April 24, 2008

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

DALLAS, TX

Past

May 5, 2000 - February 11, 2002

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Past

January 21, 1986 - May 2, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 17, 1973 - January 13, 1986

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

November 15, 1972 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Past

May 16, 1972 - January 4, 1973

MEIS & CO INCORPORATED

CRD#: 1000001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/13/2015)

IAR

Texas
(11/13/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/13/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 3/15/1993

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 12/12/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 000

Date: 3/17/1973

General Securities Principal Examination

General Industry/Product Exam

Series 1

Date: 5/10/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/25/1985

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 1/21/1985

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/13/1983

Registered Options Principal Examination

Current Firm

SHADE TREE PARTNERS LLC

MNJ ADVISORY | SHADE TREE PARTNERS LLC

CRD#: 150865 / SEC#:

Ohio

Registered Investment Advisory firm - (11/13/2015 Approved)

Texas

Registered Investment Advisory firm - (7/30/2009 Approved)

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Contact information

Main Address

3243 Southwestern, Dallas, TX 75225-7652

Mailing Address

1314 Mcdermott Suite 106 Box 801, Allen, TX 75013-3013

Phone number

(972) 528-4439

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 80,800,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy D. Purser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Douglas Purser's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNBELT SECURITIES, INC.

EVOLVE SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

INTERFIRST CAPITAL CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

MEIS & CO INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/1992

Series 63

Date: 7/30/1982

SIE

Date: 11/13/2015

Series 15

Date: 3/15/1993

Series 5

Date: 12/12/1981

Series 000

Date: 3/17/1973

Series 1

Date: 5/10/1972

Series 24

Date: 1/25/1985

Series 53

Date: 1/21/1985

Series 4

Date: 7/13/1983

Current Firm

SHADE TREE PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHADE TREE PARTNERS LLC

TRUST BUT VERIFY

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