GP
Gary F. Purpura
LIBERTY CAPITAL INVESTMENT
Portland, OR 97201
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CRD#: 368952
GP
Professional summary
Gary Frank Purpura is a registered financial professional currently at LIBERTY CAPITAL INVESTMENT CORPORATION located in Portland, Oregon.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1971. Gary has worked at 6 firms and has passed the Series 63, Series 52TO, Series 72, Series 57TO, Series 99TO, Series 7TO, SIE, Series 55, Series 3, PC, Series 1, Series 14, Series 53, Series 27, Series 28, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gary Frank Purpura's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 1990 - Present
LIBERTY CAPITAL INVESTMENT CORPORATION
Office #1: 1800 Sw 1st Ave Suite 150, Portland, OR 97201Office #2: 1618 Sw First Ave. Suite 425, Portland, OR 97201RIA
BD
CRD#: 25706
Portland, OR
Past
June 18, 2009 - September 2, 2022
LIBERTY CAPITAL INVESTMENT CORPORATION
RIA
CRD#: 25706
PORTLAND, OR
Past
June 30, 1983 - April 5, 1990
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
November 6, 1981 - July 1, 1983
HAMMERBECK AND COMPANY, INC.
BD
CRD#: 1201
Past
June 12, 1980 - June 8, 1982
M. S. WIEN & CO., INC.
BD
CRD#: 541
Past
February 21, 1973 - June 10, 1981
MARQUAM CAPITAL CORPORATION
BD
CRD#: 5669
Past
February 17, 1971 - October 27, 1974
UNITED SECURITIES COMPANY OF AMERICA
BD
CRD#: 5000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/31/2007)
RR
California(6/28/2002)
RR
Connecticut(1/7/1993)
RR
Florida(9/28/2023)
RR
Georgia(9/26/2008)
RR
Idaho(6/25/2007)
RR
New Mexico(8/26/2022)
RR
Oregon(4/9/1990)
RR
Texas(6/10/2024)
RR
Washington(4/24/1990)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 6/1/1979
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 2/12/1971
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 2/10/1990
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LC
LIBERTY CAPITAL INVESTMENT CORPORATION
LIBERTY CAPITAL | LIBERTY CAPITAL INVESTMENT CORPORATION
CRD#: 25706 / SEC#: , 8-42051
Arizona
Registered Investment Advisory firm - SEC (8/3/2022 Terminated)California
Registered Investment Advisory firm - SEC (9/2/2022 Terminated)Oregon
Registered Investment Advisory firm - SEC (4/24/2009 Approved)Texas
Registered Investment Advisory firm - SEC (8/3/2022 Terminated)Washington
Registered Investment Advisory firm - SEC (4/20/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1618 Sw First Ave. Ste. 425, Portland, OR 97201
Mailing Address
1618 Sw First Ave. Suite 425, Portland, OR 97201
Phone number
(503) 225-9393
Established
Oregon since 10/11/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
6
FINRA licenses (11 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PURPURA, GARY FRANK | PRESIDENT/CEO/CCO/CFO | 368952 |
| REEL, ANTHONY ALLEN | SHAREHOLDER / REGISTERED REPRESENTATIVE | 4388993 |
| REEL, STEFANIE ANN | SECRETARY/TREASURER/MANAGER | 4410781 |
| BRUNDAGE, ROGER ALWYN | SHAREHOLDER / REGISTERED REPRESENTATIVE | 33605 |
| WALKER, ROBERT ALLEN | SHAREHOLDER / REGISTERED REPRESENTATIVE | 1501658 |
Regulatory assets under management
| Total Number of Accounts | 190 |
| AUM (Assets Under Management) | $ 78,074,006 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
