Gary I. Purcell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Ira Purcell was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1969. Gary had worked at 6 firms and has passed the Series 55, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2000 - October 27, 2008
BASIC INVESTORS INC.
May 31, 1988 - April 18, 2000
INSTITUTIONAL EQUITY CORPORATION
February 3, 1988 - June 14, 1988
G. K. SCOTT & CO., INC.
December 15, 1987 - December 21, 1987
G. K. SCOTT & CO., INC.
May 14, 1986 - September 26, 1988
SANDHURST SECURITIES LTD.
May 16, 1983 - May 9, 1986
DOUGLAS BREMEN & CO., INC.
August 4, 1969 - June 14, 1983
SHERMAN, FITZPATRICK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/18/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 12/30/1968
Registered Representative ExaminationCurrent Firm
BASIC INVESTORS INC.
CRD#: 1187 / SEC#: , 8-5468
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BELZ, RICHARD JOHN | VICE PRESIDENT FINANCIAL OPERATIONS PRINCIPAL,ROP | 1140219 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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