Malcolmn D. Pryor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malcolmn Dermott Pryor SR, who also goes by Malcolmn Dermott Pryor, was a registered financial professional .
Malcolmn is a previously registered financial professional and started their career in finance in 1983. Malcolmn had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 53, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2019 - July 24, 2023
QUOIN CAPITAL LLC
August 29, 2006 - January 4, 2010
DOLEY SECURITIES, LLC.
May 4, 1998 - July 25, 2001
SUPERIOR STREET CAPITAL MARKETS, LLC
January 5, 1983 - October 21, 2004
PRYOR, COUNTS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2023)
Exams
Series 7TO
Date: 7/18/2019
General Securities Representative ExaminationSeries 1
Date: 2/8/1973
Registered Representative ExaminationCurrent Firm
QUOIN CAPITAL LLC
CRD#: 136160 / SEC#: , 8-66980
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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