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Paul Maury Prusky

CRD# 368498·Registered 1973 - 2011
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Maury Prusky was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1973 - 2011. Paul had worked at 3 firms and has passed the Series 1, F04 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

PENNMONT SECURITIES·CRD# 32103
BD
Paoli, PA
June 6, 2011 - July 14, 2011
PENNMONT SECURITIES·CRD# 32103
BD
Paoli, PA
October 17, 2008 - August 4, 2009
MFI ASSOCIATES·CRD# 112503
RIA
Ardmore, PA
September 30, 1998 - March 8, 2012
WINDSOR SECURITIES, INC.·CRD# 6415
BD
Ardmore, PA
May 3, 1973 - October 5, 2006

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Current Firm

PS
PENNMONT SECURITIES

PENNMONT SECURITIES

CRD#: 32103 / SEC#: 8-27158
BD
Terminated by SEC on 08/12/2011

Contact Information

Established

Pennsylvania since 12/30/1981

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CARAPICO, JOSEPH DAVIDGENERAL PARTNER—
SNYDER, ANDREW WHITAKERGENERAL PARTNER—
ATLEE, ROBERT JOHNLIMITED PARTNER—
ATLEE, VIRGINIA, JEANLIMITED PARTNER—
BECCONE, AMY MEREDITHLIMITED PARTNER, TRUSTEE JUDITH BUSCH TRUST—
BUD FRIEND, INC.LIMITED PARTNER—
BUSCH, JUDITHLIMITED PARTNER, JUDITH BUSCH TRUST—
BUSCH, JUDITHLIMITED PARTNER, TRUSTEE JUDITH BUSCH TRUST—
CARAPICO, ELIZABETH, ATLEELIMITED PARTNER—
CORAZA, CECILIA GEORGELIMITED PARTNER—
CORAZA, JAMES ENGLISHLIMITED PARTNER—
CORAZA, MARY CATHERINELIMITED PARTNER—
ENGISH, ELAINE EVELYNLIMITED PARTNER—
ENGLISH, PETER AUGUSTINELIMITED PARTNER—
FEINBERG, ANDREW MARKLIMITED PARTNER—
FEINBERG, RICHARD BURTLIMITED PARTNERR—
FRIEND, ARLAND, BERDETTELIMITED PARTNER—
FRIEND, JUDITH ELAINELIMITED PARTNER—
JOHNSTON FAMILY TRUST, WILLIAM F. JOHNSTON, TTEELIMITED PARTNER—
JOHNSTON, CONSTANCE ATLEELIMITED PARTNER—
JOHNSTON, WILLIAM FANNENLIMITED PARTNER, TRUSTEE JOHNSTON FAMILY TRUST—
JOHNSTON, WILLIAM FANNENLIMITED PARTNER—
KAHN, KEKELIMITED PARTNER—
KAHN, RICHARD PAULLIMITED PARTNER—
KAHN, RICHARD PAULLIMITED PARTNER, TRUSTEE, RICHARD P. KAHN TRUST—
MILLER, DAVID GLENNLIMITED PARTNER—
MILLER, JOANN DELPIZZOLIMITED PARTNER—
MONTALBANO, ANTHONY MONTYLIMITED PARTNER—
PRUSKY, PAUL MAURYLIMITED PARTNER—
PRUSKY, STEVEN GEORGELIMITED PARTNER—
REIFF, GEORGE HOWARDLIMITED PARTNER—
RICHARD P. KAHN TRUST, RICHARD P. KAHN TRUSTEELIMITED PARTNER—
SNYDER, GEORGE ELTON IIILIMITED PARTNER—

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Apr 1973

F04 — Financial Principal Examination

Passed Mar 1977

Series 40 — Registered Principal Examination

Passed Jan 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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