Paul M. Prusky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Maury Prusky was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1973. Paul had worked at 3 firms and has passed the Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2011 - July 14, 2011
PENNMONT SECURITIES
October 17, 2008 - August 4, 2009
PENNMONT SECURITIES
September 30, 1998 - March 8, 2012
MFI ASSOCIATES
May 3, 1973 - October 5, 2006
WINDSOR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/30/1973
Registered Representative ExaminationF04
Date: 3/14/1977
Financial Principal ExaminationSeries 40
Date: 1/24/1977
Registered Principal ExaminationCurrent Firm
PENNMONT SECURITIES
CRD#: 32103 / SEC#: , 8-27158
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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