Horton Rorick Prudden Sr
Professional Summary
Horton Rorick Prudden SR, who also goes by Hortn Rorick Prudden, Horton Borick Prudden, Horton R Prudden, Horton Rorick Prudden, was a registered financial advisor. Horton was a previously registered financial professional and started their career in finance 1968 - 2001. Horton had worked at 9 firms and has passed the PC exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Hortn Rorick Prudden, Horton Borick Prudden, Horton R Prudden, Horton Rorick Prudden
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
PAN-AMERICAN FINANCIAL ADVISERS | PAN-AMERICAN FINANCIAL SERVICES, INC.
Contact Information
Established
Louisiana since 07/31/1984Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAN-AMERICAN LIFE INSURANCE COMPANY | SHAREHOLDER | — |
| LAGRONE, DANIEL EVERETT | GENERAL COUNSEL, SECRETARY OF CORPORATION, CHIEF COMPLIANCE OFFICER | 2789525 |
| LEGNON, JR., EDWIN K | FINOP, TREASUER, DIRECTOR | 4092877 |
| MCGUNAGLE, GEORGE FRANCIS | CHAIRMAN OF THE BOARD | 3233721 |
| SCHORR, RACHAEL DELLACCIO | PRESIDENT, CROP, SROP, DIRECTOR | 2128016 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Jun 1989Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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