Carl Wayne Busch
Professional Summary
Carl Wayne Busch was a registered financial advisor. Carl was a previously registered financial professional and started their career in finance 1969 - 2017. Carl had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 1, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
TREE LINE CAPITAL, LLC
Contact Information
Main Address
2417 Alta Vista Lane, Edmond, OK 73034Phone Number
(405) 816-0940# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
120AUM (Assets Under Management)
$15,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Sep 1983Series 5 — Interest Rate Options Examination
Passed Feb 1983Series 1 — Registered Representative Examination
Passed Sep 1969Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Oct 1982Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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