Ted J. Propes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted J. Propes, who also goes by Teddy Joe Propes, was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 1972. Ted had worked at 8 firms and has passed the Series 65, Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 1997 - January 4, 1999
SECURITIES SERVICE NETWORK, LLC
February 3, 1992 - January 28, 1997
AEGON USA SECURITIES INC.
July 3, 1989 - February 14, 1992
THE ROBINSON-HUMPHREY COMPANY, LLC
July 15, 1988 - July 19, 1989
LEHMAN BROTHERS INC.
June 25, 1986 - October 29, 1987
TOWER SQUARE SECURITIES, INC.
December 21, 1983 - October 3, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
August 23, 1977 - September 12, 1983
EQUITY SERVICES, INC.
October 18, 1976 - October 12, 1977
PROVIDENT NATIONAL EQUITIES, INC.
July 21, 1972 - September 6, 1976
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/14/1988
AMEX Put and Call ExamSeries 1
Date: 7/19/1972
Registered Representative ExaminationCurrent Firm
SECURITIES SERVICE NETWORK, LLC
CRD#: 13318 / SEC#: , 8-28980
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHARE HOLDER | |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR | 3086071 |
| GODBEE, CRYSTAL LEE | VICE PRESIDENT OF OPERATIONS | 5629010 |
| KLIMAS, RONALD THOMAS | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2321602 |
| MAAS, JONATHAN ELMER | VICE PRESIDENT, TRADING | 2793069 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PATEL, JAYAPRAKASH MOHANBHAI | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2973297 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| WILKINSON, WADE SHANNON | PRESIDENT AND CEO | 2312703 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
