William Howard Prince
Professional Summary
William Howard Prince, who also goes by William Kent Prince, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1970 - 2004. William had worked at 19 firms and has passed the Series 63, Series 5, Series 1, Series 24, Series 4 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William Kent Prince
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
59 years in the financial services industry
Current & Past Employments
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Current Firm
EUROCAPITAL PARTNERS INC. | WORLDWIDE CAPITAL GROUP, LLC | WORLDWIDE CAPITAL GROUP LLC | VISTA FINANCIAL INVESTMENT CORP. | STOCKDALE SECURITIES | SOCAL SECURITIES | JACKSON, KOHLE & CO. | JACKSON KOHLE & CO.
Contact Information
Established
California since 04/15/1985Firm Type
CorporationFiscal Year End
MarchDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAND, JEHU THOMAS DEGEROLD | PRESIDENT, AMLCO | 2251304 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Mar 1982Series 1 — Registered Representative Examination
Passed Dec 1966Series 40 — Registered Principal Examination
Passed Jan 1970Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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