Everett L. Price
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Everett Leo Price was a registered financial professional .
Everett is a previously registered financial professional and started their career in finance in 1970. Everett had worked at 11 firms and has passed the Series 63, Series 1 and Series 40 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - January 31, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 31, 2006 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - January 31, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 7, 1990 - March 13, 1991
RSR CAPITAL GROUP, INC.
April 6, 1990 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
May 26, 1987 - April 10, 1990
HENRY F. SWIFT & CO.
October 23, 1986 - June 2, 1987
BALDWIN CAPITAL PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP
June 3, 1980 - October 28, 1986
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
February 8, 1978 - June 29, 1980
PRUDENTIAL EQUITY GROUP, LLC
October 21, 1976 - March 13, 1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
September 20, 1974 - November 12, 1976
LOEB RHOADES & CO
March 6, 1970 - August 29, 1974
SUTRO & CO. INCORPORATED
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/9/1960
Registered Representative ExaminationSeries 40
Date: 7/27/1972
Registered Principal ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,107,860 |
| AUM (Assets Under Management) | $ 390,042,864,529 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
