Edward H. Price
Professional summary
Edward Harold Price was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Edward had worked at 6 firms, which includes SPENCER EDWARDS INC., GLOBAL CAPITAL SECURITIES CORPORATION, AMERICAN FRONTEER FINANCIAL CORPORATION, INSTITUTIONAL SECURITIES OF COLORADO INC., BLYTH EASTMAN DILLON & CO. INCORPORATED, SHEARSON HAMMILL & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 1994 - January 30, 2012
SPENCER EDWARDS, INC.
January 3, 1989 - April 1, 1994
GLOBAL CAPITAL SECURITIES CORPORATION
August 29, 1984 - December 22, 1988
AMERICAN FRONTEER FINANCIAL CORPORATION
March 27, 1974 - October 4, 1976
INSTITUTIONAL SECURITIES OF COLORADO, INC.
June 2, 1972 - May 22, 1974
BLYTH EASTMAN DILLON & CO. INCORPORATED
September 11, 1970 - March 5, 1973
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 9/15/1969
Registered Representative ExaminationCurrent Firm
SPENCER EDWARDS, INC.
CRD#: 22067 / SEC#: , 8-39511
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 2 |
Red Flags
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