Robert E. Burton

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CRD#: 36757

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Ernest Burton was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 7 firms and has passed the Series 63, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 29, 1992 - August 26, 2013

BTS ASSET MANAGEMENT, INC.

RIA

CRD#: 105215

FAIRHOPE, AL

Past

May 22, 1991 - January 12, 2012

CADARET, GRANT & CO., INC.

CRD#: 10641

FAIRHOPE, AL

Past

January 31, 1984 - May 24, 1991

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

September 9, 1975 - November 1, 1985

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

April 24, 1975 - July 10, 1978

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Past

September 16, 1970 - April 15, 1974

FUNDAMENTAL SERVICE CORPORATION

CRD#: 337

Past

September 16, 1970 - October 29, 1975

FINANCIAL SERVICE CORPORATION OF AMERICA

CRD#: 292

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BTS ASSET MANAGEMENT, INC.

BTS ASSET MANAGEMENT INC | BTS ASSET MANAGEMENT, INC.

CRD#: 105215 / SEC#: 801-14895

RIA

Registered Investment Advisory firm - (10/25/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/11/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 9/12/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/10/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BTS ASSET MANAGEMENT, INC.

BTS ASSET MANAGEMENT INC | BTS ASSET MANAGEMENT, INC.

CRD#: 105215 / SEC#: 801-14895

RIA

Registered Investment Advisory firm - (10/25/1979 Approved)

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Contact information

Main Address

55 Old Bedford Road Suite 203, Lincoln, MA 01773

Mailing Address

Phone number

(781) 863-2545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BTS ADV PART 2A & 2B (11/25/2025)

Regulatory assets under management

Total Number of Accounts	590
AUM (Assets Under Management)	$ 188,801,492

Red Flags

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Advisor Monitoring

Firm Stability Insights

Robert E. Burton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CADARET, GRANT & CO., INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

ADVANTAGE CAPITAL CORPORATION

RAYMOND JAMES FINANCIAL SERVICES, INC.

FUNDAMENTAL SERVICE CORPORATION

FINANCIAL SERVICE CORPORATION OF AMERICA

Primary Firm SEC Registration

BTS ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/11/1985

Series 1

Date: 9/12/1970

Series 26

Date: 11/10/1995

Current Firm

BTS ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BTS ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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