Bruce L. Pretzinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Louis Pretzinger was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1968. Bruce had worked at 8 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2006 - April 28, 2025
LPR CAPITAL, INC.
August 2, 1991 - October 19, 1995
FINANCIAL WEST GROUP
April 10, 1989 - May 3, 1991
CETERA WEALTH SERVICES, LLC
March 11, 1988 - April 10, 1989
AMERICAN PACIFIC SECURITIES CORPORATION
June 16, 1980 - March 29, 1988
TRIQUEST FINANCIAL, INC.
February 24, 1978 - June 5, 1980
MORGAN STANLEY DW INC.
May 16, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
November 1, 1968 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/12/1968
Registered Representative ExaminationCurrent Firm
LPR CAPITAL, INC.
CRD#: 111580 / SEC#: 801-57328
Contact information
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 39,112,642 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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