George J. Prebola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Joseph Prebola was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1968. George had worked at 8 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 1999 - October 16, 2003
REALTA EQUITIES, INC.
August 15, 1996 - July 22, 1999
GAGE-WILEY & CO., INC.
July 31, 1993 - August 21, 1996
CITIGROUP GLOBAL MARKETS INC.
June 26, 1984 - July 31, 1993
LEHMAN BROTHERS INC.
February 2, 1979 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
January 20, 1978 - March 4, 1978
LOEB PARTNERS
May 5, 1977 - January 20, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
April 6, 1976 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
August 1, 1968 - February 27, 1976
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 11/15/1982
AMEX Put and Call ExamSeries 1
Date: 7/26/1968
Registered Representative ExaminationCurrent Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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