William N. Prater
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Northy Prater JR, who also goes by William N Prater Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1974. William had worked at 3 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 1995 - October 4, 1996
INVESTMENT SCIENCES CORPORATION
April 5, 1993 - July 16, 1993
INVESTMENT SCIENCES CORPORATION
June 6, 1992 - March 23, 1993
WEATHERLY SECURITIES CORPORATION
October 19, 1982 - August 16, 1990
WEATHERLY SECURITIES CORPORATION
August 20, 1974 - July 26, 1982
ENI CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/15/1974
Registered Representative ExaminationSeries 00
Date: 2/11/1975
General Securities Principal ExaminationCurrent Firm
INVESTMENT SCIENCES CORPORATION
CRD#: 26151 / SEC#: , 8-42735
Contact information
Documents
Red Flags
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