John R. Powlitch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Roland Powlitch was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 3 firms and has passed the Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 1998 - April 29, 2025
INTEGRATED FINANCIAL PLANNING SERVICES
August 13, 1998 - September 4, 1998
INTEGRATED FINANCIAL PLANNING SERVICES
October 22, 1971 - January 21, 1999
ZENITH AMERICAN SECURITIES CORPORATION
May 26, 1970 - October 22, 1971
EASTERN STATES INVESTORS CORP.
Primary Firm SEC Registration
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 1/31/1968
Registered Representative ExaminationCurrent Firm
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (36 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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