Robert D. Power
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Denton Power, who also goes by Bobby Power, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1966. Robert had worked at 11 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 3, PC, Series 41, Series 000, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2014 - October 27, 2017
ACADEMY SECURITIES, INC.
August 9, 2012 - October 31, 2022
PICKWICK CAPITAL PARTNERS, LLC
August 10, 2011 - January 25, 2012
ACADEMY SECURITIES, INC.
December 8, 2009 - November 12, 2010
WELLINGTON SHIELDS & CO., LLC
January 20, 2000 - December 9, 2009
H. G. WELLINGTON & CO., INC.
February 5, 1999 - September 7, 1999
HCFP BRENNER SECURITIES, LLC
October 16, 1995 - February 5, 1999
LOEWENBAUM & COMPANY INCORPORATED
August 26, 1982 - September 7, 1995
HAMBRECHT & QUIST LLC
April 30, 1981 - October 24, 1983
LEHMAN BROTHERS INTERNATIONAL SECURITIES, INC.
June 26, 1978 - August 18, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
January 18, 1974 - May 7, 1978
DEUTSCHE BANK SECURITIES INC.
October 18, 1966 - February 11, 1974
HALLGARTEN & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationPC
Date: 9/2/1977
AMEX Put and Call ExamSeries 41
Date: 12/16/1971
NYSE Allied Member ExaminationSeries 000
Date: 10/17/1966
General Securities Principal ExaminationSeries 1
Date: 10/17/1966
Registered Representative ExaminationSeries 40
Date: 12/16/1971
Registered Principal ExaminationCurrent Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
