Dyer J. Powell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dyer James Powell was a registered financial professional .
Dyer is a previously registered financial professional and started their career in finance in 1973. Dyer had worked at 6 firms and has passed the Series 65, Series 63 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 1993 - October 1, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
December 22, 1989 - February 5, 1993
JOHN G. KINNARD AND COMPANY, INCORPORATED
July 15, 1987 - December 10, 1988
AMI SECURITIES, INC.
April 24, 1980 - July 15, 1987
KEENAN & CLAREY, INC.
April 15, 1976 - June 3, 1979
SECURITIES RESOLUTION CORPORATION
March 26, 1973 - May 23, 1979
MILLER & SCHROEDER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 3/21/1973
General Securities Principal ExaminationCurrent Firm
MILLER JOHNSON STEICHEN KINNARD, INC.
CRD#: 694 / SEC#: , 8-1303
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
