Bennett A. Burstin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bennett Alan Burstin was a registered financial professional .
Bennett is a previously registered financial professional and started their career in finance in 1974. Bennett had worked at 9 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 1989 - April 22, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 10, 1989 - April 22, 1993
OSAIC FA, INC.
November 6, 1978 - June 1, 1988
MANAGED INVESTMENTS, INC.
August 10, 1977 - September 27, 1984
G. R. PHELPS & CO., INC.
January 11, 1977 - September 2, 1977
PRINCIPAL SECURITIES, INC.
January 30, 1976 - December 8, 1976
ACACIA EQUITY SALES CORPORATION
March 10, 1975 - February 15, 1976
THE O.N. EQUITY SALES COMPANY
December 5, 1974 - January 9, 1975
ONEAMERICA SECURITIES, INC.
December 5, 1974 - January 9, 1975
AMERICAN UNITED LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/12/1969
Registered Representative ExaminationCurrent Firm
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
CRD#: 2580 / SEC#: , 8-13034
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN NATIONAL CORPORATION | HOLDING COMPANY | |
| CRAWFORD, FREDRICK JOHN | CHIEF FINANCIAL OFFICER, DIRECTOR | 4443207 |
| FREDERICK, CHRISTINE SPENCER | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2641636 |
| GLASS, DENNIS R | PRESIDENT, DIRECTOR | 2897098 |
| KONEN, MARK E | DIRECTOR | 5150090 |
| QUEK, SEE YENG | DIRECTOR | 1938493 |
| RYAN, KEITH JAMES | VICE PRESIDENT AND DIRECTOR | 2709700 |
Disclosures
| Regulatory Event | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
