Morton J. Potoff

MJP WEALTH ADVISORS

LONGBOAT KEY, FL

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CRD#: 366337

Professional summary

Morton Jay Potoff is a registered financial advisor currently at MJP WEALTH ADVISORS located in Longboat Key, Florida.

Morton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1968. Morton has worked at 5 firms and has passed the Series 63, SIE, Series 1, Series 53, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MJP Wealth Advisors (Investment Related) - conduct investment advisory and insurance since 1983 approx. 20 hrs/week. Act as an investment advisor for RIA Business. 2. MB Insurance LLC(non-Investment Related) - Chief Operating Officer since 1998. Approx. 5 hrs/week. Market insurance products to Massachusetts Bar members. 3. MJP Consulting LLC (Investment Related) - Chief Operating Officer since 2013. Approx. 10 hrs/week. Consult on wealth management accounts and insurance. 4. MJP Consulting of Florida LLC (Non-Investment Related) - 1211 Gulf of Mexico Drive, Apt#408, Longboat Key, Fl., 34228; consulting and insurance sales; member; Approx 40 to 60 hrs/month. 0 hrs/month during securities trading hours; Deals with Life insurance, disability income insurance, long term care insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morton Jay Potoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 1983 - Present

MJP WEALTH ADVISORS

RIA

CRD#: 127654

LONGBOAT KEY, FL

Past

March 30, 2018 - December 31, 2018

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

Farmington, CT

Past

September 14, 1992 - May 15, 2008

OSAIC WEALTH, INC.

RIA

CRD#: 23131

FARMINGTON, CT

Past

November 24, 1989 - December 11, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 19, 1989 - April 5, 2018

OSAIC WEALTH, INC.

CRD#: 23131

FARMINGTON, CT

Past

January 30, 1973 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 4, 1968 - February 28, 1973

INDEPENDENT FINANCIAL PLANNERS CORPORATION

CRD#: 653

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MJP WEALTH ADVISORS

MJP ASSOCIATES, INC. | MJP WEALTH ADVISORS

CRD#: 127654 / SEC#: 801-63389

RIA

Registered Investment Advisory firm - (9/1/2004 Approved)

Connecticut

Registered Investment Advisory firm - (9/1/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/13/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/26/1983)

IAR

Florida
(7/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/15/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 3/10/1967

Registered Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/9/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 4/28/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/25/1983

General Securities Principal Examination

Current Firm

MJP WEALTH ADVISORS

MJP ASSOCIATES, INC. | MJP WEALTH ADVISORS

CRD#: 127654 / SEC#: 801-63389

RIA

Registered Investment Advisory firm - (9/1/2004 Approved)

Connecticut

Registered Investment Advisory firm - (9/1/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/13/2007 Terminated)

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Contact information

Main Address

74 Batterson Park Rd Suite 103, Farmington, CT 06032

Mailing Address

Phone number

(860) 677-7755

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MJP FORM ADV BROCHURE 9/2/25 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	2,804
AUM (Assets Under Management)	$ 1,319,055,891

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Morton J. Potoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morton Jay Potoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

INDEPENDENT FINANCIAL PLANNERS CORPORATION

Primary Firm SEC Registration

MJP WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/1982

SIE

Date: 10/1/2018

Series 1

Date: 3/10/1967

Series 53

Date: 2/9/2009

Series 51

Date: 4/28/2003

Series 24

Date: 4/25/1983

Current Firm

MJP WEALTH ADVISORS

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MJP WEALTH ADVISORS

TRUST BUT VERIFY

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