Michael J. Post
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Post, who also goes by Mike Post, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1968. Michael had worked at 5 firms and has passed the Series 2, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 1986 - January 1, 1991
LAMON & STERN, INC.
November 17, 1976 - August 25, 1977
SHEARSON HAYDEN STONE INC.
January 14, 1975 - June 13, 1977
JOHNSON, LANE, SPACE, SMITH & CO., INC.
December 11, 1971 - November 17, 1976
SHEARSON HAYDEN STONE INC.
December 6, 1968 - December 11, 1971
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 6/14/1983
Non-Member General Securities ExaminationSeries 1
Date: 12/2/1968
Registered Representative ExaminationSeries 40
Date: 12/6/1972
Registered Principal ExaminationCurrent Firm
LAMON & STERN, INC.
CRD#: 10839 / SEC#: , 8-28694
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
