Mcclain D. Post
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mcclain David Post, who also goes by Dave Post, M David Post, was a registered financial professional .
Mcclain is a previously registered financial professional and started their career in finance in 1967. Mcclain had worked at 18 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2017 - November 10, 2017
FORIS CAPITAL US LLC
March 25, 2011 - December 11, 2018
HARBOR LIGHT INVESTMENT ADVISORS, LLC
June 24, 2010 - December 31, 2016
HARBOR LIGHT SECURITIES, LLC
July 3, 2009 - June 25, 2010
EDI INVESTMENT ADVISOR CORPORATION
April 29, 2009 - June 25, 2010
EDI FINANCIAL, INC.
May 15, 2008 - May 1, 2009
WOODBURY FINANCIAL SERVICES, INC.
May 14, 2008 - May 1, 2009
WOODBURY FINANCIAL SERVICES, INC.
March 31, 2005 - May 19, 2008
NEXT FINANCIAL GROUP, INC.
March 31, 2005 - May 19, 2008
NEXT FINANCIAL GROUP, INC.
January 24, 2005 - April 5, 2005
PARK AVENUE SECURITIES LLC
May 10, 1999 - April 5, 2005
PARK AVENUE SECURITIES LLC
January 19, 1994 - May 19, 1999
LPL ENTERPRISE, LLC
October 17, 1991 - January 17, 1994
CADARET, GRANT & CO., INC.
October 30, 1989 - October 21, 1991
MML INVESTORS SERVICES, LLC
February 2, 1987 - June 21, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
October 30, 1984 - February 3, 1987
ALLEGHENY INVESTMENTS, LTD.
June 19, 1983 - February 25, 1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
March 8, 1983 - October 1, 1984
CARDELL & ASSOCIATES, INCORPORATED
October 17, 1977 - April 6, 1983
GREEN HILL FINANCIAL SERVICE CORPORATION
September 27, 1976 - October 25, 1977
GUARDIAN INVESTOR SERVICES LLC
October 16, 1967 - September 15, 1986
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/30/1967
Registered Representative ExaminationCurrent Firm
FORIS CAPITAL US LLC
CRD#: 282331 / SEC#: , 8-69712
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
