William E. Burrus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Burrus was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1968. William had worked at 8 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2016 - July 8, 2020
CROWN CAPITAL SECURITIES, L.P.
December 5, 2011 - February 29, 2016
THE MCGRIFF ALLIANCE
January 3, 2005 - November 29, 2011
CROWN CAPITAL SECURITIES, L.P.
January 3, 2005 - July 8, 2020
CROWN CAPITAL SECURITIES, L.P.
July 9, 2003 - December 31, 2004
MUTUAL SERVICE CORPORATION
March 31, 1999 - December 31, 2004
MUTUAL SERVICE CORPORATION
January 7, 1985 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
August 30, 1982 - January 8, 1985
FINANCIAL PLANNERS EQUITY CORPORATION
March 23, 1978 - August 24, 1982
FSC SECURITIES CORPORATION
April 24, 1975 - April 25, 1978
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 21, 1968 - October 29, 1975
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/13/1968
Registered Representative ExaminationCurrent Firm
CROWN CAPITAL SECURITIES, L.P.
CRD#: 6312 / SEC#: 801-57663, 8-17264
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELTA CAPITAL HOLDINGS, LLC | GENERAL PARTNER | |
| DELTA BROKER HOLDING, LLC | LIMITED PARTNER | |
| EDWARDS, DON MICHAEL | CFO/FINOP/CONTROLLER | 2669488 |
| FRENCH, JONATHAN LEE | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | 3155702 |
| PAULSEN, DAROL KENNETH | CEO/DIR./TREASURER/SROP | 358292 |
| PAULSEN, PHYLLIS JEAN | SR. VP/DIR/CAO DIR./LIC & REG/SEC | 1512757 |
Regulatory assets under management
| Total Number of Accounts | 5,654 |
| AUM (Assets Under Management) | $ 1,223,108,240 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
