Gary Post
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Post was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1970. Gary had worked at 8 firms and has passed the Series 63, SIE, PC, Series 1, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2014 - December 23, 2014
NATIONAL SECURITIES CORPORATION
July 31, 2007 - September 9, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 31, 2007 - September 9, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 18, 2002 - July 31, 2007
RYAN BECK & CO.
April 29, 2002 - July 31, 2007
RYAN BECK & CO.
April 29, 1988 - May 20, 2002
GRUNTAL & CO., L.L.C.
April 8, 1974 - April 22, 1988
PHILIPS, APPEL & WALDEN, INC.
July 11, 1973 - June 5, 1974
HALLE & STIEGLITZ, FILOR BULLARD, INC.
July 9, 1973 - May 8, 1974
THOMSON MCKINNON SECURITIES INC.
October 16, 1970 - May 30, 1973
WEIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/4/1977
AMEX Put and Call ExamSeries 1
Date: 4/20/1962
Registered Representative ExaminationSeries 12
Date: 8/15/1973
NYSE Branch Manager ExaminationSeries 40
Date: 7/15/1971
Registered Principal ExaminationCurrent Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
