Kenneth E. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Edward Porter was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1970. Kenneth had worked at 4 firms and has passed the Series 66, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2010 - December 31, 2016
FINANCIAL WEST GROUP
July 9, 2010 - December 31, 2016
FINANCIAL WEST GROUP
December 23, 2008 - July 12, 2010
EQUITABLE ADVISORS, LLC
December 22, 2008 - July 12, 2010
EQUITABLE ADVISORS, LLC
August 1, 2008 - December 19, 2008
NATIONWIDE SECURITIES, LLC
August 1, 2008 - December 19, 2008
NATIONWIDE SECURITIES, LLC
July 8, 1997 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
February 9, 1970 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/30/1970
Registered Representative ExaminationCurrent Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
Red Flags
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