Wolf A. Popper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wolf Alexander Popper was a registered financial professional .
Wolf is a previously registered financial professional and started their career in finance in 1961. Wolf had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2005 - December 10, 2019
J.H. DARBIE & CO., INC.
April 18, 2000 - March 21, 2001
ATLAS CAPITAL SERVICES, LLC
June 26, 1998 - December 10, 2019
WOLF A. POPPER, INC.
March 1, 1994 - October 2, 1995
PMG SECURITIES CORPORATION
September 2, 1975 - March 13, 1987
TOWER SQUARE SECURITIES, INC.
January 30, 1961 - September 2, 1998
THE THERMOPYLAE GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/21/1957
Registered Representative ExaminationCurrent Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
