Martin Pomp

INTE SECURITIES LLC

NEW YORK, NY 10004

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CRD#: 365496

Professional summary

Martin Pomp is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.

Martin is registered as a RR (Registered Representative) and started their career in finance in 1969. Martin has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 3, PC and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Pomp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2011 - Present

INTE SECURITIES LLC

Office #1: 42 Broadway, Suite 12-128, New York, NY 10004

CRD#: 47107

NEW YORK, NY

Past

February 2, 2007 - February 12, 2009

BRIMBERG & CO.

CRD#: 1315

NEW YORK, NY

Past

April 2, 2004 - January 11, 2007

NEWEDGE USA, LLC

CRD#: 36118

NEW YORK, NY

Past

December 5, 1989 - February 24, 2004

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

April 30, 1986 - May 16, 1989

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

April 18, 1985 - April 25, 1986

S.G. WARBURG & CO. INC.

CRD#: 1483

Past

October 20, 1983 - March 22, 1985

NEW YORK & FOREIGN SECURITIES CORPORATION

CRD#: 10652

Past

June 12, 1975 - April 8, 1982

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

November 4, 1970 - April 10, 1975

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

September 15, 1969 - January 9, 1971

MOORE & SCHLEY, CAMERON & CO.

CRD#: 6917

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/2/2011)

New Jersey
(6/14/2011)

New York
(8/2/2011)

Exams

State Security Law Exam

Series 63

Date: 8/1/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/22/2017

National Commodity Futures Examination

General Industry/Product Exam

PC

Date: 4/24/1986

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 1/24/1969

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

INTE SECURITIES LLC

EQUINOX SECURITIES, LLC | TRUMP SECURITIES, LLC | INTE SECURITIES LLC

CRD#: 47107 / SEC#: , 8-51667

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433

Mailing Address

7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433

Phone number

(212) 897-1694

Established

Florida since 08/14/2018

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SPINDEL, ALAN	MEMBER	6141844
SPINDEL, HOWARD	MEMBER	708042
SPINDEL, JAY	MEMBER	1839344
STUPAY, MICHAEL ELLIOT	MEMBER	2287906
STUPAY, SHELLEY	MEMBER	5570644
OBSBAUM, FREDRIC MICHAEL	CCO	1160811

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Martin Pomp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Pomp's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIMBERG & CO.

NEWEDGE USA, LLC

CREDIT AGRICOLE SECURITIES (USA) INC.

CREDIT SUISSE SECURITIES (USA) LLC

S.G. WARBURG & CO. INC.

NEW YORK & FOREIGN SECURITIES CORPORATION

CIBC WORLD MARKETS CORP.

CITIGROUP GLOBAL MARKETS INC.

MOORE & SCHLEY, CAMERON & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/2011

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 9/22/2017

PC

Date: 4/24/1986

Series 1

Date: 1/24/1969

FINRA

Current Firm

INTE SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INTE SECURITIES LLC

TRUST BUT VERIFY

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