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Colonel Scott Burris

CRD# 36547·Registered 1970 - 1975
Previously Registered: Being a previously registered professional could mean that Colonel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Colonel Scott Burris was a registered financial advisor. Colonel was a previously registered financial professional and started their career in finance 1970 - 1975. Colonel had worked at 4 firms and has passed the Series 22 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

UNIVERSAL UNDERWRITING SERVICE, INC.·CRD# 5833
BD
March 26, 1973 - June 26, 1975
KESKO AND COMPANY·CRD# 2429
BD
January 3, 1972 - May 26, 1973
ROBERTS-TAYLOR·CRD# 1000004
BD
January 4, 1971 - February 17, 1972
UNITY SECURITIES CORPORATION·CRD# 845
BD
June 24, 1970 - February 21, 1971

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 22 — Direct Participation Programs Representative Examination

Passed Apr 1985About the Series 22 exam

Series 1 — Registered Representative Examination

Passed Oct 1969

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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