Colonel S. Burris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colonel Scott Burris was a registered financial professional .
Colonel is a previously registered financial professional and started their career in finance in 1970. Colonel had worked at 4 firms and has passed the Series 22 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 1973 - June 26, 1975
UNIVERSAL UNDERWRITING SERVICE, INC.
January 3, 1972 - May 26, 1973
KESKO AND COMPANY
January 4, 1971 - February 17, 1972
ROBERTS-TAYLOR
June 24, 1970 - February 21, 1971
UNITY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/2/1969
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
